Proportionality in bank regulation and supervision – a survey on current practices

10/05/2019 | BANK FOR INTERNATIONAL SETTLEMENTS

Contents
Introduction ......................................................................................................................................................................................... 1
Defining proportionality .............................................. ..................................................................................................... 2
Respondents to survey .................................................................................................................................................... 3
Questionnaire ..................................................................................................................................... ............................. 3
Results .............................................................................................................................................................................. 4
Use of proportionality measures........................................................................................................................................ 4
Determining proportionality thresholds and segments ...................................................................................................... 5
Proportionality measures applied by jurisdictions ............................................................................................................. 5
Challenges with existing proportionality frameworks ........................................................................................................ 6
Future plans related to proportionality ............................................................................................................................... 7
Summary of responses by jurisdiction ............................................................................................................................... 8
Annex 1: BCBS and BCG respondents to proportionality survey ..................................................................................... 11
Annex 2: Survey questionnaire.......................................................................................................................................... 12

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